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    - New FAQs on HK suitability requirements a “positive development” for private banks18 June 2019
    - PBs must improve digital surveillance as regulators crack down12 June 2019
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May Regulatory Round-up: “Vague” rules cause compliance complications; Concerns over new misconduct reporting laws; Revamp fintech, processes to achieve compliance

Over the course of May, Asian Private Banker reached out to banks and consultants who are increasingly preoccupied with diverging ...

10 June 2019

RegTech
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Deutsche Bank WM has transformed onboarding into a competitive advantage: Nemali

While many private banks in the region bemoan the cumbersome and lengthy process that is client onboarding, Sudhir Nemali, Deutsche Bank ...

5 June 2019

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New FAQs on HK suitability requirements a “positive development” for private banks

18 June 2019

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PBs must improve digital surveillance as regulators crack down

12 June 2019

Investments
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SFC releases thematic review on prime brokerage services

11 June 2019

Regulations
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May Regulatory Round-up: “Vague” rules cause compliance complications; Concerns over new misconduct reporting laws; Revamp fintech, processes to achieve compliance

10 June 2019

Regulations
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“Vague” new tax rules raise compliance concerns

6 June 2019

RegTech
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Deutsche Bank WM has transformed onboarding into a competitive advantage: Nemali

5 June 2019

Regulations

FIs have not restored public trust since GFC: Ravi Menon

4 June 2019

Fintech
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China Cybersecurity Law makes life difficult for FIs: ASIFMA

30 May 2019

Regulations

Market fragmentation is key concern amongst global regulators: ASIFMA

29 May 2019

Industry
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ICBC and CCB given green light to open doors at WM subsidiaries

24 May 2019

Regulations

MAS launches industry steering group to promote proper culture

23 May 2019

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Economic substance rules will have “minor” impact on HNWIs: Baker McKenzie

21 May 2019

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PBs adopt portfolio suitability approach to “take full advantage” of HKMA flexibility

20 May 2019

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New MAS rule sparks dispute between issuers and PBs on product classification

17 May 2019

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Banks can no longer rely on “my system says so” excuse

16 May 2019

Funds
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SFC inks MoU with the Netherlands on mutual recognition of funds

16 May 2019

Regulations

Client facilitation trading lacks transparency: SFC

15 May 2019

Regulations

Bank resolution regime remains top priority for HKMA

14 May 2019

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Deutsche Bank WM has transformed onboarding into a competitive advantage: Nemali
5 June 2019
PBs adopt portfolio suitability approach to “take full advantage” of HKMA flexibility
20 May 2019
MAS launches industry steering group to promote proper culture
23 May 2019

Establishing FOs in haste can result in misaligned expectations: Lombard Odier
19 March 2019
New MAS rule sparks dispute between issuers and PBs on product classification
17 May 2019
SFC extends deadline for revised suitability rules
20 March 2019

Banks struggle to implement SFC’s new due diligence requirements
28 January 2019
Tech-savvy private banks could benefit from regulatory scrutiny
24 January 2019
PBs worry SFC’s new suitability rules will “kill” execution-only business
21 February 2019

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