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    - Vague definition of ‘significant transactions’ in US sanctions act leaves FIs with less space to comply21 October 2020
    - Hong Kong’s multilingual environment poses difficulties for regs looking to use supervisory tech19 October 2020
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September Regulatory Round-up: FinCEN leak; MAS’s individual accountability regime; removal of private OFC fund restrictions

In September, Asian Private Banker interviewed a financial crime specialist on how the FinCEN leak showed us that the US ...

9 October 2020

Industry
Regulations

China’s integration of QFII and RQFII “another milestone”: UBS’s Fang

The Chinese regulators have effectively combined the Qualified Foreign Institutional Investor (QFII) and RMB Qualified Foreign Institutional Investors (RQFII) regimes, ...

28 September 2020

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Vague definition of ‘significant transactions’ in US sanctions act leaves FIs with less space to comply

21 October 2020

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Hong Kong’s multilingual environment poses difficulties for regs looking to use supervisory tech

19 October 2020

Industry
Regulations

Hong Kong confident of acting as a gateway to mainland China

12 October 2020

Regulations
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September Regulatory Round-up: FinCEN leak; MAS’s individual accountability regime; removal of private OFC fund restrictions

9 October 2020

Regulations
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SFC facilitates use by intermediaries of online trading platforms

30 September 2020

Industry
Regulations

China’s integration of QFII and RQFII “another milestone”: UBS’s Fang

28 September 2020

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FinCEN leak sheds light on overloaded financial intelligence units

23 September 2020

Regulations

SFC proposes risk-based AML rules to align with FATF comments

21 September 2020

Regulations

Hong Kong SFC fines BEA HK$4.2 million for regulatory breaches

18 September 2020

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Singapore accountability regime possibly more “operational heavy” than Hong Kong

17 September 2020

Industry
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PBoC’s new rules on financial holding companies aim to mitigate systemic risks

15 September 2020

Funds
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SFC implements changes to the open-ended fund regime

14 September 2020

Regulations

FIs must embed strong culture of responsibility and ethical behaviour: MAS

11 September 2020

Regulations

HKEX narrows eligibility exemptions for state corporations issuing debt to professional investors

7 September 2020

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August Regulatory Round-up: China opens bond market to foreigners; HK launches Limited Partnership Fund regime; HK security law may clash with US sanctions

4 September 2020

Industry
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China’s bond markets to offer easier access to foreign institutional investors

4 September 2020

Investments
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SFC removes all investment restrictions for private OFC funds

3 September 2020

Regulations

Citi obtains domestic fund custody licence in China

2 September 2020

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September Regulatory Round-up: FinCEN leak; MAS’s individual accountability regime; removal of private OFC fund restrictions
9 October 2020
China’s integration of QFII and RQFII “another milestone”: UBS’s Fang
28 September 2020
SFC facilitates use by intermediaries of online trading platforms
30 September 2020

Potential clash between US sanctions and National Security Law puts HK banks in delicate position
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Taiwan lures offshore assets, pushes onshore wealth management
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