• Regulations
• Exclusive

September Regulatory Round-up: Banks warned on liquidity risks; China removes quota control on two schemes

With trade and political uncertainties looming over multiple major markets over the past month, regulators have been reminding banks to ...

8 October 2019

• Regulations
• Exclusive

HKMA’s new LAC rules favour brokerages over banks

The Hong Kong Monetary Authority’s (HKMA) further guidance on the sale and distribution of debt instruments with loss-absorption features and ...

27 August 2019

• Regulations

Rewards for proper culture not yet reflected in PB payouts: Synpulse

• RegTech
• Regulations

Counter financing of terrorism the next priority in combating financial crimes: MAS

• Regulations

China opens market for wholly foreign-owned banks

• Industry
• Regulations

Banking system remains “robust and sound” despite significant downside risks: HKMA

• Regulations
• Trusts
• Exclusive

Looming judgment on ‘residual obligation’ puts spotlight on conflict of interest for PBs’ trusteeships

• Fintech
• Regulations

PBs lag in digital offerings as reg compliance prioritised

• Regulations
• Exclusive

September Regulatory Round-up: Banks warned on liquidity risks; China removes quota control on two schemes

• Industry
• Regulations
• Exclusive

PBs now much more prudent, well-equipped in face of economic downturn: Kroll

• Regulations
• Technology

MAS drives boost of cyber risk culture as attacks mount on financial industry

• Investments
• Regulations

HKMA reminds industry to take heed of credit risk amid 15% uptick in asset-backed loans

• Regulations

HK’s banking industry is more safe and resilient than ever: Norman Chan

• Industry
• Regulations

Noah’s Canadian subsidiary obtains local IFM licence

• Funds
• Regulations
• Exclusive

SEBI imposes structure, facilitates streamlining in India’s PMS industry: Waterfield Advisors

• Regulations

SFC bans former BoCom VP for life

• Regulations

Chinese regulator suggests net capital requirement for WM subsidiaries

• Regulations

FIs should avoid “over-interpreting” regulations: HKMA’s Norman Chan

• Regulations

Dubai regulatory review finds glaring gaps in StanChart PB’s KYC records

• Regulations
• Exclusive

SFC licensing reform encourages bad apples to stay put